Compliance Senior Officer
Mô tả công việc
- Develop and operate a compliance management framework, including policies, methods, process and procedures.
- Develop a list of compliance obligations of LotteFinance in business activities.
- Develop and operate a monitoring and compliance reporting system.
- Coordinate with the relevant departments to organize compliance training for the whole system.
- Review, assure the quality of work performance, service results and compliance with the SLA in the respective areas of responsibility.
- Update legal documents, assess the impact of new legal documents on the operation of LotteFinance.
- Assist other units throughout the system to carry out activities and transactions in accordance with the provisions of law relating to the area in charge.
- Evaluate the effectiveness of the internal control system;
- Establish orientation, identify objectives, make plans and propose sessions/subjects for controlling the compliance of the whole system in each period of time.
- Carry out compliance checks as assigned, make reports on inspection results, propose recomment and solutions to limit and / or overcome risks.
- Supervise and urge other units to overcome their violations; To synthesize, statistic and evaluate the results of compliance control in order to detect and propose solutions to limit violations, prevent violations and raise compliance attitude;
- Focal point or coordinate in monitoring and supervising the revision according to the recommendations of the inspection and examination teams of the State Bank;
- Focal point for supplying documents, coordinating with independent auditors on auditing the internal control system;
- Participate in the development, improvement of procedures and regulations related to the assigned field;
- Other duties as assigned by the manager and / or Head of Compliance and Legal Division.
Yêu cầu ứng viên
- Qualifications: Graduated from university majoring in finance, banking, economics, law or related fields
* Expertise:
- Have knowledge of LotteFinance system;
- Have knowledge of products, services, processes and regulations in the retail banking sector;
- Have general knowledge of law, extensive knowledge of banking and finance, preferring the retail banking.
* Experience:
- Experienced in Internal Audit, Compliance Control, Credit Supervision, Risk Management in Credit Institutions for 3 years or more.
- Prefer experience in management (titles from team leader, head of an unit or equivalent).
- Foreign language: English (TOEIC, TOEFL, IELTS)/ prefer Korean (TOPIK)
Quyền lợi/Phúc lợi
- Trao đổi khi phỏng vấn
Địa điểm làm việc
- Thành phố Hà Nội
| Quy mô: | 200-499 nhân viên |
| Lĩnh vực: | Chưa cập nhật |
| Địa chỉ: | Tầng 12A tòa Tháp Tây, tòa nhà Lotte Center, số 54 Liễu Giai, Phường Cống Vị, Quận Ba Đình, Hà Nội |
| Tên công ty: | Công ty tài chính Trách nhiệm hữu hạn Một thành viên Lotte Việt Nam |
| Quy mô: | 200-499 nhân viên |
| Lĩnh vực: | Chưa cập nhật |
| Địa chỉ: | Tầng 12A tòa Tháp Tây, tòa nhà Lotte Center, số 54 Liễu Giai, Phường Cống Vị, Quận Ba Đình, Hà Nội |
| Ngày đăng tuyển: | 24/08/2019 |
| Cấp bậc: | Nhân viên |
| Học vấn: | Trung cấp |
| Số lượng tuyển: | 0 |
| Độ tuổi: | Không yêu cầu |
| Giới tính: | Không yêu cầu |
| Hình thức làm việc: | Toàn thời gian |
Thông báo
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