Senior Supervisor, Compliance
Mô tả công việc
* Purpose: The Compliance Senior Supervisor is responsible for ensuring the company's compliance with regulatory and internal regulations. This position requires an individual with high levels of organization, attention to detail, and knowledge of compliance requirements for life insurance.
* Key Responsibilities:
1) Anti-Money Laundering:
• Ensure the company’s operations complied with Anti-Money Laundering (AML) laws and regulations by managing AML programs which include but not limited to onboarding customer due diligence, customer risk classification, on-going monitoring;
• Continuously enhance AML regulation and system to align with business demands;
• Prepare reports as required;
2) Regulatory Compliance:
• Assist Compliance Manager with monitor and analyze relevant regulatory changes and ensure company policies and procedures meet regulatory requirements;
• Manage the implementation new requirements as needed;
• Conduct regular risk-based reviews and attestation as per compliance plan.
3) Internal Control Review:
• Assist Compliance Manager with developing review plan, defining high-risk areas and conducting the review by effectively dealing with in-scoped teams;
• Communicate with the management and teams about findings and mitigating action plan.
4) Other Daily Tasks:
• Resolve salesforce conduct issues;
• Respond to compliance-related inquiries;
• Collaborate with other teams on compliance concerns;
• Other tasks or initiatives assigned by Compliance Manager.
Yêu cầu ứng viên
- Bachelor's degree in a relevant field (e.g. Business Administration, Legal, Compliance)
- Minimum of 3 years of experience in AML, compliance with preferably strong understanding of life insurance
- Strong communication and interpersonal skills
- Ability to work independently and as part of a team
Quyền lợi/Phúc lợi
- 13th month bonus
- Healthcare plan, Training
- Transportation allowance, Mobile allowance, Lunch allowance
Địa điểm làm việc
- Thành phố Hồ Chí Minh
| Tên công ty: | Công ty TNHH Bảo Hiểm Shinhan Life Việt Nam |
| Quy mô: | Chưa cập nhật |
| Lĩnh vực: | Chưa cập nhật |
| Địa chỉ: | Tầng 20, Tòa nhà Friendship, 31 Lê Duẩn, Phường Bến Nghé, Quận 1, TP Hồ Chí Minh |
| Ngày đăng tuyển: | 17/02/2023 |
| Cấp bậc: | Mới tốt nghiệp |
| Học vấn: | Trung cấp |
| Số lượng tuyển: | 1 |
| Độ tuổi: | Không yêu cầu |
| Giới tính: | Không yêu cầu |
| Hình thức làm việc: | Toàn thời gian |
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| Quy mô: | Chưa cập nhật |
| Lĩnh vực: | Chưa cập nhật |
| Địa chỉ: | Tầng 20, Tòa nhà Friendship, 31 Lê Duẩn, Phường Bến Nghé, Quận 1, TP Hồ Chí Minh |
