Legal & Compliance Manager

Legal Advisory and Strategy
• Provide strategic legal advice to senior management on a broad range of legal issues affecting the bank/fintech company.
• Develop and implement legal strategies that align with business objectives while ensuring compliance with relevant laws and regulations.

Regulatory Compliance
• Monitor and interpret changes in financial regulations and ensure timely implementation of necessary adjustments to policies and procedures.
• Conduct regular compliance risk assessments and develop strategies to mitigate identified risks.
Policy Development and Implementation
• Develop, review, and update policies and procedures to ensure alignment with regulatory requirements and industry standards.
• Implement and enforce compliance policies across all departments.

Training and Awareness
• Provide training to employees on legal and compliance matters, ensuring a high level of awareness and understanding.
• Foster a culture of compliance and ethical conduct throughout the organization.
Regulatory Reporting
• Oversee the preparation and submission of accurate and timely regulatory reports to relevant authorities.
• Ensure all regulatory reporting requirements are met and maintained.

Internal Investigations
• Lead internal investigations into potential instances of non-compliance or unethical conduct.
• Collaborate with relevant departments to address and resolve compliance issues.

Contract Review and Negotiation
• Review and negotiate contracts, agreements, and legal documents to protect the company's interests and ensure compliance with relevant laws.