Hồ sơ ứng viên

AML & ABC SENIOR SPECIALIST
AML
Scope 1: Monitor/ review
 Perform periodic review / QA on data extraction for ML & Sanction screening
 Perform periodic review / QA on data transaction monitoring rules to ensure in line with Regional Policy
 Perform periodic KYC/CDD/EDD review / QA
 Perform periodic review / QA on red flags, scoring mechanism
Scope 2: Framework
 Perform periodic review, doing gap analysis and update AML Policies and write the new rules for clearing alerts
 Build up AML system complying with either group policies or regulatory law
 Be in charge of leader of AML project in relation to real time / daily / bi-weekly screening system and set rules for this one
 Organize AML training course for new joiner / high risk staff and review training materials for Prudential staff
ABC
Scope 1: Monitor/Review
 To provide oversight over Fraud and ABC related matters included but not limited to consultation, review, challenge and monitor the related risks.
 To develop more early warning indicators to prevent or detect frauds
 To develop more preventive and detective controls on fraud risk management
 Training: to provide training on fraud and ABC related matters to PVA human resources.
Scope 2: Advisory
 To provide consultation/advice for fraud and ABC related matters to Business Functions.
Scope 3: Reporting:
 To prepare, maintain and update all current ABC reporting
Scope 4: Team support
 Support Head of Financial Crimes in monitoring, developing the team as well as in other matter related to compliance and other project relevant to compliance functions as required.
Learned skills: Strong investigative & analytical skills; Logical thinking; Teamwork spirit; Communication skill; Problem solving skill and Ability to multitask
Achievement: Find out a gap in relation to AML screening process

ANTI-MONEY LAUNDERING (AML) INVESTIGATOR AND FRAUD OFFICER
FRAUD
 Receive suspicious findings from relevant departments or customers and conducting in-depth investigations by reviewing data to detect fraud incidents;
 Handle cases relating to staff fraud / misconduct;
 Review, monitor and analyze data to understand fraud trends and co-ordinate with related departments to prevent fraud incidents;
 Proactively propose preventive actions and controls based on findings and fraud trends to effectively protect the Bank from any potential risks or fraudulent activities;
AML
 Perform investigation on level 3 cases, analyze data obtained through various sources and report the suspicious accounts;
 Determine if there is evidence of money laundering and / or financial crime funding in account activities, by carrying out relevant investigations and report the suspicious accounts;
 Conduct the effective and timely investigation into local assigned cases in accordance with agreed standard reporting requirements and service levels;
 Responsible for high quality case investigation and recording, and appropriate escalation, as per defined procedures;
 Ensure that at the conclusion of each investigation, a comprehensive recommendation is to be made to the AML Investigations Quality Control Reviewer as to whether a Suspicious Activity Report (SAR) should be filed or not;
 Identify possible violations of law or regulation (e.g., structuring, suspicious wire activity through a non-cooperative country, foreign corruption);
 Report identified issues and risks according to guidance and policy, and follow up with relevant actions to close issues / risks where appropriate and allowable by local regulations;
 Manage quality of work, SLA / PLA, minimize cost of errors and poor processing and ensure productivity;
 Support FCC / AML Management in MI preparation and GS/GAMLO/RAMLO deployments effectively;
 Other tasks assigned by Manager.
Learned skills: Strong investigative & analytical skills; Logical thinking; Teamwork spirit; Communication skill; Problem solving skill and Ability to multitask.
Experience: Detect fake document / bank statement; Identify the fake visa / passport & ID; verify forged handwriting / signature / seal;
Undertake investigations / analysis to customer activity with the ability to draw inferences from the information and Compilation of reports.
Achievement: Find out a fraud loan document after disbursement; complete project clearing all backlog cases by due date.

CREDIT APPRAISAL
 Review credit applications, analyzing the applicant’s financial situation, evaluating creditworthiness, collateral assets.
 Contact the applicants to inspect, gather financial information and data, analyze risks and make decisions of approving or rejecting loan requests.
 Give independent opinions and approving individuals’ secured loan applications, including auto, home, consumption and working capital loan applications.
 Participate in internal training for new staff, contributing ideas to improve loan-processing procedures to maximize efficiency and minimize SLAs.
Learned skills: Strong analytical skills; Logical thinking; Teamwork spirit and Communication skills.

March 2015 – June 2015: English for Finance and Banking – Accounting and Auditing, Smart Train English Center

September 2013 – October 2013: Project Appraisal and Financing, Banking University HCMC

August 2012 – September 2012: Credits Appraisal, Banking University HCMC

GPA: 7.83/10

Jun 2020 – Sep 2020