Senior Compliance Officer

- Be mainly in charge of all compliance matters of the Bank including but not limited to compliance checking, compliance risk assessment and action plans;
- Conduct certain compliance activities in order to ensure the Branch’s compliance with Head Office’s rules and local laws and regulations;
- Keep HOD, Management and related departments abreast of instructions, requests or notices, orders sent to the Bank from local regulators;
- Follow up with relevant departments of the Bank on the implementation progress of local requirements and other compliance activities to ensure a sound compliance by the whole Branch;
- Review procedure manuals and other internal rules of other departments of the Bank from compliance perspective;
- Clarify and advise on daily business of the Bank, on new products, and related processes; and
- Deal with matters stipulated by local regulators, and issues detected or raised by internal and external auditors.
- Directly report compliance tasks to Deputy General Manager and Head Office.